NEOS Shareholders: Your Vote is Needed. Click Here to Vote Today.
Important Shareholder Vote

Your Vote Matters

Help support continuity for NEOS shareholders and future innovation as NEOS prepares to join Goldman Sachs Asset Management.

By voting, you can help ensure the NEOS ETFs continue to be managed by the same team while supporting future innovation with the resources and capabilities of Goldman Sachs Asset Management.

CALL ALLIANCE ADVISORS
TO VOTE TODAY:
Call 1-866-206-8173
NEOS has engaged Alliance Advisors to assist with the voting process, which is who you’ll be speaking with at the number above. Voting is quick and easy, and you won’t be contacted after voting.

Hear from NEOS leadership on the transaction, why shareholder approval is needed, and what this next chapter means for investors.

Shareholder eligibility If you are a shareholder as of August 24, 2026, please call today to vote. The voting deadline is November 2, 2026 at 11:59 p.m. ET.
Vote Online

Want to vote online?

Shareholders that would like to vote online may do so via their brokerage platform linked below. To learn how to vote, please select your broker from the list below. Can’t find your broker? Contact Alliance Advisors for support at 1-866-206-8173 or 1-551-368-0036, or email [email protected].

Shareholders as of August 24, 2026, please call or vote online today.
Select your brokerage. Select your brokerage below to view its voting instructions.
Voting Instructions

Charles Schwab

Voting is supported within your Schwab app. Search for “corporate actions” or “proxy materials” to locate the NEOS meeting.

To vote online, locate your proxy email in the inbox associated with your brokerage account, and check your spam folder as well. Search for “proxyvote” or “vote now.”

If you received paper copies of the materials, your 16-digit control number can be found on your proxy card. You can also contact your broker to obtain your control number.

Once you have your control number, visit www.proxyvote.com to cast your vote.

Voting may also be available through our proxy solicitor, Alliance Advisors.

Voting Instructions

Fidelity Investments

Voting is supported within your Fidelity app. Search for “corporate actions” or “proxy materials” to locate the NEOS meeting.

To vote online, look for your proxy voting email in the inbox linked to your brokerage account, and check your spam or junk folder as well. Open the email and follow the instructions provided to submit your vote.

Messages may come from different senders. Try searching your email for terms such as:

  • “proxyvote”
  • “vote now”
  • “shareholder”

You can also contact your broker to obtain your control number and vote at www.proxyvote.com.

Voting Instructions

Morgan Stanley

To vote online, locate your proxy email in the inbox associated with your brokerage account, and check your spam folder as well. Open the email and follow the instructions to cast your vote.

Try searching for terms such as “proxyvote” or “vote now.”

You can also contact your broker to request your voting materials or to obtain your control number and vote at www.proxyvote.com.

Voting Instructions

J.P. Morgan Securities

To vote online, look for your proxy voting email in the inbox linked to your brokerage account, and check your spam or junk folder as well. Open the email and follow the instructions provided to submit your vote.

Messages may come from different senders. Try searching your email for terms such as:

  • “proxyvote”
  • “vote now”
  • “shareholder”

You can also contact your broker to obtain your control number and vote at www.proxyvote.com.

Voting Instructions

Robinhood

Check your inbox, and your spam folder, for a proxy email from [email protected].

Voting is hosted by Say Technologies, and you can vote directly through the email.

Voting Instructions

Interactive Brokers

Check your inbox, and your spam folder, for a proxy email from [email protected], sent to the email address linked to your account.

Open the email and follow the instructions to vote at www.proxypush.com.

Voting Instructions

Pershing

To vote online, check the email inbox associated with your brokerage account for your proxy voting materials, and check your spam or junk folder as well.

Because the email may come from different senders, try searching your inbox for terms such as:

  • “proxyvote”
  • “vote now”
  • “shareholder”

Once you find the email, open it and follow the instructions to cast your vote.

If you cannot locate the email, contact your broker and ask for your control number. You can then use that number to vote at www.proxyvote.com.

Voting Instructions

LPL Financial

Check the email account associated with your brokerage account for your proxy voting materials. If you don’t see them in your inbox, check your spam or junk folder.

Since proxy emails may be sent from different addresses, it may help to search your inbox for terms such as:

  • “proxyvote”
  • “vote now”
  • “shareholder”

When you find the message, use the voting instructions provided in the email to cast your vote online.

If you are unable to find the email, your broker can provide your control number, which you can use to vote at www.proxyvote.com.

Voting Instructions

Vanguard Brokerage Services

To cast your vote online, search for your proxy email in the inbox associated with your brokerage account, and check your spam folder as well.

Open the email and follow the instructions provided. Your vote will be cast at www.proxyvote.com.

Questions about voting online?

Call Alliance Advisors at 1-866-206-8173.

You may also vote online via ProxyVote.com with your control number

Visit ProxyVote.com — Powered by Broadridge and enter the 16-digit numeric control number from the Proxy Ballot you received by mail, or from your Brokerage, to cast your vote securely online. Alternatively, if you received an email from your Brokerage, you may use the link provided to vote.

The Next Chapter of NEOS

Building on what comes next…

The transaction is designed to give NEOS additional scale and resources to expand our ETF capabilities and reach more investors.

Following completion of the transaction:

NEOS’ investor-first approach remains at the center of its options-based ETF offering.

The NEOS team and founders are expected to remain with the business, supporting continuity for investors.

Greater scale and resources can support continued product innovation.

Goldman Sachs Asset Management’s global reach and distribution capabilities can help bring NEOS strategies to more investors and advisors.

The goal is simple: build on the NEOS investors know today and create more opportunity for tomorrow.
FAQs

Frequently Asked Questions

Review the answers for additional context about the proposed transaction and the shareholder voting process.

Why am I being asked to vote?

Shareholder approval is required to complete the proposed acquisition of NEOS by Goldman Sachs Asset Management, which represents an important next chapter for NEOS, bringing together NEOS’ differentiated options-based ETF capabilities with Goldman Sachs Asset Management’s scale, resources and global reach.

What am I voting on?

You are being asked to vote on the proposals related to Goldman Sachs Asset Management's proposed acquisition of NEOS Investments. Please review the proxy materials you received for the full details of the proposal.

How do I vote?

Voting is easy and can be completed by calling Alliance Advisors at the numbers listed above. Shareholders may also vote online in under 60 seconds via communication sent from Alliance Advisors.

Can I vote if I am located outside the U.S.?

Some brokers outside the U.S. may not support proxy voting. Please contact your broker to confirm eligibility to participate in U.S. shareholder meetings.

What happens if shareholders approve the transaction?

The closing of this transaction will mark the beginning of NEOS’ next chapter, combining the strengths of the NEOS platform with Goldman Sachs Asset Management’s scale and resources to expand its reach, enhance its capabilities, and continue innovating.

Will NEOS change after the transaction?

NEOS will operate as a focused ETF business within Goldman Sachs Asset Management with greater resources and reach to support continued innovation and growth, while maintaining its investor-first approach along with the team and founders who have helped build the business.

Who can I contact with questions about voting?

Alliance Advisors is available to assist shareholders with questions about the voting process and proxy materials at 1-866-206-8173 or 1-551-368-0036, or by email at [email protected].

Voting is quick and easy.

Call Alliance Advisors to vote by phone, or select your brokerage above to review the online voting instructions.

Call to Vote