NEOS Investments has reached an agreement to join Goldman Sachs Asset Management. This important next step creates an opportunity to build on what has made NEOS successful by leveraging the scale and resources of a well-respected global asset manager to continue expanding our offerings and reach a broader segment of investors.

Importantly, our team, disciplined investment philosophy, and our commitment to investors will remain the foundation of NEOS’ next chapter.

Why this partnership matters

As demand for tax efficient, outcome-oriented investment solutions continues to grow, NEOS will continue to focus on delivering the next evolution of options strategies, where seeking income is the outcome. By joining Goldman Sachs Asset Management, NEOS will be able to reach more investors and capitalize on new potential opportunities to expand our ETF capabilities.

Building on the best of NEOS 

Investor outcomes have always been our north star, and this partnership puts us in an even stronger position to deliver on that promise. We will build on what has made NEOS successful, supported by our existing team and strategies, while we leverage the resources and reach of Goldman Sachs Asset Management to bolster our platform and reach more investors.  This is a story of enhancement, not change, and our commitment to investors will remain at the center of everything we do.

What comes next

NEOS will operate as a focused ETF business within Goldman Sachs Asset Management, with the same investment team and with expanded distribution, risk, and operational support.

We are proud of what NEOS has built and excited about what comes next. We will continue to share updates as the transaction progresses.

FAQ

Is any action required of NEOS investors?

• For now, no action is required. You can continue to invest in NEOS ETFs and engage with our products as usual.
• Shareholders in NEOS ETFs will receive proxy materials with instructions on how to vote their shares. Please review these materials closely. Your participation matters and we request your support to approve the transaction.

Will the ETFs continue to trade as normal and under the same ticker?

• Yes. NEOS ETFs will continue to trade under existing tickers with normal market making and liquidity.

How will NEOS operate as part of Goldman Sachs Asset Management?

• NEOS will operate as a focused ETF business within Goldman Sachs Asset Management. We will continue to build on what has made NEOS successful, and over time we will have the opportunity to leverage the scale and resources of a leading global asset manager to expand our offerings and reach a broader segment of investors.

Will NEOS leadership continue to serve with the business once the transaction is complete?

• Yes. NEOS founders and leadership team will continue to lead the business and join Goldman Sachs Asset Management in senior roles, ensuring continuity of philosophy and process.